***Includes Practice Test Questions***
Get the test prep help you need to become a registered representative (RR).
The Series 6 Exam is extremely challenging and thorough test preparation is essential for success. Series 6 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 6 Exam.
Not only does it provide a comprehensive guide to the Series 6 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer.
Series 6 Exam Secrets Study Guide includes:
- A thorough and detailed overview of the series 6 exam
- An examination of securities markets, investment securities, and economic factors
- A breakdown of securities and tax regulation
- An in-depth look at marketing, prospecting and sales presentation
- A guide to the evaluation of customers
- An extensive review of product information; investment company securities and variable contracts
- An analysis of opening and servicing customer accounts
- Comprehensive practice questions with detailed answer explanations
The Securities Markets, Investment Securities, and Economic Factors section covers:
- Over-the-counter/negotiated market
- Impact of increase in market interest rates
- Fiscal policy
- Security
- Investment advisers act of 1940
- NASD membership, registration, and conduct rule
- IRA
- Prospectus information
- NASD rules
- Investment risk
- Determining a suitable investment recommendation
- Investment objectives
- Diversified and non-diversified mutual funds
- Open-end investment company
- Benefits of breakpoints, rights of accumulation, and letters intent
- Fixed and variable annuities
- Variable life insurance
- General requirements
- Bank secrecy act
- FINRA rules
- NASD rules
Any test prep guide is only as good as its practice questions and answers, and that's another area where our guide stands out. Our test designers have provided scores of test questions that will prepare you for what to expect on the actual Series 6 Exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear.
We've helped thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for our test preparation guides, and our Series 6 Exam Secrets Study Guide is no exception. It's an excellent investment in your future.